Cody St. John is a dedicated financial advisor passionate about assisting individuals and families in achieving their financial goals. With a commitment to delivering comprehensive financial services and investment management, he specializes in portfolio construction, asset management, investment strategies, and retirement planning. Cody's tailored approach ensures that each client's unique needs and objectives are met effectively.
LPL Financial is a leading wealth management firm that serves as an independent broker-dealer, RIA custodian, and provider of third-party services for financial professionals, RIA firms, and institutions. With a history spanning over 30 years, LPL is renowned for its commitment to financial advisor independence, rooted in the principle that the firm should work for the advisor, not vice versa. Originally founded in 1989 through the merger of Linsco and Private Ledger, LPL has grown to become the nation's leading independent broker-dealer, offering a range of business model options to support financial institutions, RIA firms, and advisors seeking varying degrees of operational support.
General Information |
| Firm Start Year: | 1989 | |
| Insurance License#: | 19679857 |
| States Licensed in: | CT,CA,MA,OR,CO,FL,KS,NV,NY,TX,SC |
| Number of Years with Current Firm: | 3 |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Planning for Businesses, Financial Planning for Individuals, Risk Management |
Services |
| Investment Types: | Mortgages & Real Estate, FOREX & Currency, Exchange Traded Funds (ETFs), Options & Futures, Commodities, Stocks, Annuities, Insurance, Mutual Funds, Bonds |
| Can meet clients in the following ways: | Your Home, Our Office, Phone, Your Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Property, Casualty, Accident, Annuity, Health, Life, Variable Annuity, Variable Life, Long Term Care, Disability |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Compensation Methods: | Based on Assets |
Disclosures |
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WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf Additional Detailed Disclosures |
Disclaimer |
Securities, financial planning, and advisory services are offered through LPL Financial, a registered investment advisor. Member of: FINRA/SIPC . The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. |
Registered Investment Advisor:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
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